Habits, and not Willpower or Self-control are Responsible for Resisting Temptation and Sticking to Positive Productive Behaviours
Brian M. Galla and Angela L. Duckworth
University of Pennsylvania
Abstract
University of Pennsylvania
Abstract
Why
does self-control predict such a wide array of positive life outcomes?
Conventional wisdom holds that self-control is used to effortfully inhibit maladaptive
impulses, yet this view conflicts with emerging evidence that self-control is
associated with less inhibition in daily life. We propose that
one of the reasons individuals with better self-control use less effortful
inhibition, yet make better progress on their goals is that they rely on
beneficial habits. Across six studies (total N = 2,274), we
found support for this hypothesis.
In Study 1, habits for eating healthy snacks, exercising,
and getting consistent sleep mediated the effect of self-control on both
increased automaticity and lower reported effortful inhibition in enacting
those behaviors.
In Studies 2 and 3, study habits mediated
the effect of self-control on reduced motivational interference during a
work-leisure conflict and on greater ability to study even under difficult
circumstances.
In
Study 4, homework habits mediated the effect of self-control on classroom
engagement and homework completion.
Study 5 was a prospective longitudinal study of teenage
youth who participated in a five-day meditation retreat. Better self-control
before the retreat predicted stronger meditation habits three months after the
retreat, and habits mediated the effect of self-control on successfully
accomplishing meditation practice goals.
Finally,
in Study 6, study habits mediated the effect of self-control on homework
completion and two objectively measured long-term academic outcomes: grade
point average and first-year college persistence.
Collectively,
these results suggest that beneficial habits--perhaps more so than effortful
inhibition--are an important factor linking self-control with positive life
outcomes.
…we must make automatic and habitual, as early as possible,
as many useful actions as we can…The more details of our daily life we can hand
over to the effortless custody of automatism, the higher mental powers of mind
will be set free for their own proper work.
~William James
The Principles of Psychology, 1890
…when I first started working with Tracy [personal
trainer], finding motivation was hard. She advised me to think of exercise as
an automatic routine, no different from brushing your teeth, to avoid getting
distracted. Now it is part of my life - I exercise Monday to Friday at 10am and
always stick with it.
~Gwyneth Paltrow
Interview with The Telegraph, 2013
Self-control
is defined as the ability to voluntarily regulate attention, emotion, and
behaviour in the service of more valued goals. The benefits of self-control are
now well-documented. It predicts better academic performance (Duckworth & Carlson, 2013), higher earnings (Moffitt et al., 2011), better physical health (Moffitt, et al., 2011), and better social
relationships (de Ridder, Lensvelt-Mulders,
Finkenauer, Stok, & Baumeister, 2012; Tangney, et al., 2004).
So it is little surprise that some psychologists have called self-control the
“greatest human strength” (Baumeister &
Tierney, 2011).
How
do individuals with better self-control manage to stick to their goals? This
question has received surprisingly little attention outside of laboratory
studies. Thus, very little is known about how, exactly, individuals with better
self-control fulfill long-term aspirations. The most obvious explanation is
that self-control enables “in the moment” inhibition of maladaptive impulses.
Recent studies call this view into question: Better self-control is,
paradoxically, associated with less inhibition of immediately
available temptation (Hofmann, Baumeister, Förster,
& Vohs, 2012; Imhoff, Schmidt, & Gerstenberg, 2013). Across
six studies, we test the hypothesis that one of the reasons individuals with
better self-control use less effortful inhibition and correspondingly make
better progress towards their goals, is because they rely on beneficial habits.
Effortful Inhibition and its Limitations
Just
say no! Just do it! From drug prevention campaigns to sports ads, the term
self-control—and its most common synonym, willpower—conjures images of using
brute force to align behavior with valued goals. Indeed, it is intuitive to
liken self-control to a muscle that must be flexed in order to inhibit
maladaptive impulses in the heat of the moment (Baumeister,
Vohs, & Tice, 2007; Muraven & Baumeister, 2000). The
connotations of effortful inhibition inherent in the very language of
“willpower” do have some empirical justification. Studies show, for example,
that self-report and informant-report ratings of self-control are modestly
correlated with performance on executive function tasks that require
withholding a prepotent but maladaptive response (Duckworth
& Kern, 2011; Sharma, Markon, & Clark, 2014).
Though
the capacity to effortfully inhibit maladaptive impulses is advantageous, doing
so can lead to failures of self-regulation in a subsequent situation (Baumeister, Bratslavsky, Muraven, & Tice,
1998; Hagger, Wood, Stiff, & Chatzisarantis, 2010). In
addition, effortful inhibition can be impaired by common everyday experiences,
including fatigue (Hagger, et al., 2010),
engaging in cognitively demanding tasks (Schmeichel,
Vohs, & Baumeister, 2003), prior decision-making (Vohs et al., 2008), rumination (Denson, Pedersen,
Friese, Hahm, & Roberts, 2011), and stress (Glass
& Singer, 1972; Oaten & Cheng, 2005). Effortfully
inhibiting impulses is also prone to backfiring. That is, suppressing an
unwanted impulse can, ironically, make it more likely to influence behavior. In
one demonstration of this effect (Johnston, Bulik,
& Anstiss, 1999), female participants were first asked to spend five
minutes putting together a hypothetical dessert menu. Participants assigned to
a suppression condition were asked to “try not to think about chocolate” while
completing the task. As expected, suppression was helpful in reducing
chocolate-related thoughts: Participants in the suppression condition mentioned
chocolate less often than participants in a no-manipulation control condition.
However, participants asked to suppress thoughts of chocolate ended up
earning more chocolates on a subsequent work task than
individuals who were not asked to suppress their thoughts.
The
unreliability of effortful inhibition suggests that the adaptive value of
self-control for fulfilling long-term goals extends beyond single acts of
inhibiting maladaptive impulses (Fujita, 2011).
Indeed, this possibility is supported by a recent experience sampling study of
daily temptation (Hofmann, et al., 2012). In
this study, approximately two hundred adults provided momentary reports of
desire strength, motivational conflict, attempts to inhibit temptation, and
behavioral enactment. Consistent with the idea that self-control supports
positive life outcomes through means other than effortful inhibition,
individuals with better self-control were less likely to report
attempts to inhibit temptation than were individuals with lower self-control.
Building
on this research, we propose that one of the reasons individuals with better
self-control use less effortful inhibition, yet make better progress on their
goals is that they rely on beneficial habits. Of course, the possibility that
habit might explain the association between self-control and positive life
outcomes assumes that in daily life, behaviors that align with enduringly
valued goals are by nature feasible to execute routinely and in manner that is
conducive to habit formation. As such, we first provide a brief overview of
habit and its relation to goal adherence.
Habit and Goal Adherence
Habits
are automatic response tendencies that are triggered by contextual cues (Lally, Van Jaarsveld, Potts, & Wardle,
2010; Neal, Wood, & Quinn, 2006; Ouellette & Wood,
1998; Verplanken, 2010; Wood & Neal, 2007). Habits are
formed via the gradual development of mental associations between a frequently
repeated behavior (e.g., buckling a seatbelt) and recurring situational cues
(e.g., getting into a car) (Lally, et al., 2010; Wood & Neal, 2007).
Once these associations are forged, perceiving the appropriate cues will
automatically retrieve the response from memory and trigger an impulse to
initiate it. For example, habitual popcorn eaters consume more stale popcorn in
a movie theater but not in a conference room (Neal,
Wood, Wu, & Kurlander, 2011), presumably because conference rooms do
not provide the appropriate triggering cues associated with previous popcorn
consumption. Many common experiences are seemingly guided by habits: Experience
sampling studies indicate that nearly 50% of behaviours are repeated in the
same circumstances almost every day (Wood, Quinn,
& Kashy, 2002).
Habits
are not mediated by active mental representations of goals (Dickinson, 1985; Wood & Neal, 2007).
This is to say that once habits are formed, they are enacted even in the
absence of conscious intent (Ouellette & Wood,
1998). For example, Ji and Wood (2007) showed that intentions
to buy fast food actually predicted buying fast food only for individuals with
weak fast food habits. Among individuals with strong fast food habits, however,
intentions did not predict behavior. Thus, for habits, what we tend to
do in the present is what we have tended to do in the past
whether we intend to do so or not.
Goal-independent
automaticity explains why bad habits are so pernicious—they lock people into
patterns of maladaptive behavior despite better intentions. Yet this very same
mechanism also explains why beneficial habits can be advantageous—they lock
people into adaptive patterns of behavior. William James
(1899) famously contended that “our virtues are habits as much as our
vices” (p. 64). Because they are triggered automatically by contextual cues,
beneficial habits and routines can function to remove numerous impediments to goal
pursuit. Habits are not disrupted by lapses of attention (Botvinick & Bylsma, 2005; Wood, et al., 2002),
changes in motivation (Dickinson, 1985),
stress (Schwabe & Wolf, 2009), or
impairments in effortful inhibition (Neal, Wood,
& Drolet, 2013). Beneficial habits may also help to circumvent the
supporting cognitions (“Do I really have to do this now?”) and
justifications (“I can do this later.”) that give license to avoid carrying out
effortful, goal-relevant activities. Freed from the burden of having to
effortfully inhibit these interfering thoughts and conflicting motivations,
individuals with beneficial habits should be better able to remain more loyal
to their enduringly valued goals.
The
relation between habits and goal adherence is anecdotally appreciated in the
biographies of notable writers, artists, musicians, and athletes (Currey, 2013). Anthony Trollope—author of over 50
books—wrote three thousand words every day starting at 5:30am before heading to
his postal service job; the Nobel Prize-winning poet, Maya Angelou, wrote from
about 7:00am to 2:00pm in the same rented hotel room. Kellogg
(1994) argues in Psychology of Writing that these
routines are conducive to productivity:
“The room, the time of day, or ritual
selected for working may enable or even induce intense concentration or a
favourable motivational or emotional state” (p. 186).
The utility of such habits
and routines is bolstered by research showing that elite violin students—rated
by their professors as having potential for careers as international
soloists—engaged in periods of intensely effortful practice at roughly the same
time each day (Ericsson, Krampe, & Tesch-Romer,
1993). In contrast, violin students rated by researchers as likely to
become music teachers did not have distinct deliberate practice routines.
Might Beneficial Habits Mediate the Relationship between
Self-Control and Positive Life Outcomes?
The
majority of human behavior is energized and guided by goals (Kruglanski, 1996), yet goal pursuit is not always
easy or straightforward. Insofar as self-control predicts goal adherence and
positive life outcomes, we propose that it may do so--at least in part--through
beneficial habits. Although it may run counter to conventional views, it makes
sense to think that individuals with better self-control would rely on habits
to fulfill long-term goals. Consider, for example, eating oatmeal. The most
important benefits of eating oatmeal—healthy body weight, lower cholesterol—are
deferred in time. A person will also have to eat oatmeal on numerous occasions
to experience its salutary effects. Yet eating oatmeal also carries immediate
costs: It does not taste as good as a donut, a bagel with cream cheese, or a
sugary cereal. Although eating oatmeal over the long-run is rewarding, eating
oatmeal right now may not be. As such, each separate act of
eating oatmeal may be vulnerable to psychological and situational forces that
tilt behavior toward immediate gratification, including negative mood (Tice, Bratslavsky, & Baumeister, 2001) and
the presence of temptation.
Habits
and routines provide structure to daily life such that the desired
behavior—eating oatmeal—will be reliably triggered in the appropriate
circumstances, even when it might not be easy to deliberately enact it. Habits
thus offer a potentially powerful strategy that we argue individuals with
better self-control use to safeguard their long-term goals from being derailed.
Relying on habits should also have important downstream consequences. In the
immediate term, it might mean that goal-relevant behaviors can be initiated
automatically and effortlessly. If true, the relationship to habits may help
explain the surprising observation that self-control is associated with less effortful
inhibition in daily life. In the medium-term, it might mean making steady
progress toward important goals. And the cumulative effect of beneficial
habits, over long periods of time, should be evident in goal attainment.
Support
for our theoretical assumptions thus crucially depends on demonstrating
evidence for an association between self-control and beneficial habits. We are
aware of one study that found an association between self-control and bad
habits. In this recent study (Adriaanse, Kroese,
Gillebaart, & de Ridder, 2014), 77 female undergraduates completed
self-report measures of self-control and of the habit for eating unhealthy
snacks. Participants then completed a food diary for seven days in which they
logged daily intake of unhealthy snacks. Better self-control predicted weaker
unhealthy snacking habits, which in turn predicted lower daily consumption of
unhealthy snacks. No association was found between self-control and the habit
for eating fruit or daily fruit consumption. According to the authors, fruit
consumption (which is rated as both healthy and tasty) does not represent a
typical self-control problem.
In
the current investigation, we sought to extend this prior study by focusing on
adaptive behaviors that are known to rely on self-control and that are
conducive to habit formation. We chose beneficial habits because self-control
is associated with positive outcomes as much as it is with the avoidance of
negative outcomes (de Ridder, et al., 2012).
In this way, we examined the strategies that individuals with better
self-control use to facilitate attainment of desired ends rather than what they
avoid doing to prevent bad outcomes.
Overview of the Current Investigation
The
primary objective of this investigation was to test whether self-control is in
fact related to beneficial habits. We tested this hypothesis in six studies
involving over 2,200 participants, and spanning adolescents to middle-age
adults. Based on the above considerations, we predicted that self-control would
be reliably associated with beneficial habits. In order to provide more
generalized evidence for an association between self-control and beneficial
habits, we sampled from a wide range of behaviors, including exercising, eating
healthy food, and sleep (Study 1), studying and doing homework (Studies 2, 3,
4, and 6), and practicing mindfulness meditation (Study 5). To further support
the aim of broader generalizability, we assessed self-control using multiple
different self-report measures as well as direct behavioral assessments.
Complementary
to the main objective, we also tested whether habits might explain the
relationship between self-control and positive life outcomes, in the
short-term, medium-term, and long-term. Studies 1 through 3 focused on the
short-term outcomes of relying on beneficial habits, including reduced
effortful inhibition and motivational interference, and greater resilience in
difficult circumstances. In Study 1, we measured effortful inhibition using
health-related behaviors that represent typical self-control dilemmas—in which
a temptation or maladaptive impulse must be inhibited—including exercise,
eating healthy food, and going to sleep and waking up on time. In Study 2, we measured
motivation interference as the amount of intrusive thoughts, level of
distractibility, and behavioral impairment following a work-leisure conflict.
In Study 3, we measured resilience as the ability to study under difficult
circumstances (e.g., when under stress, when in a bad mood).
Study
4 focused on medium-term outcomes of relying on beneficial habits, whereas
Studies 5 and 6 focused on long-term outcomes. Study 4 was a study of high
school seniors that examined teacher-reported classroom engagement and homework
completion. Study 5 was a three-month prospective longitudinal study of teenage
youth that examined accomplishing mindfulness meditation practice goals. Study
6 was a multi-year longitudinal study of high school seniors that incorporated
measures of medium-term academic outcomes (turning in homework on time) and
long-term academic outcomes: high school grades and college persistence.
Study 5: Long-Term Outcomes—Accomplishing Meditation Practice Goals
Study 1: Short-Term Outcomes—Habits and Less Effortful
Inhibition
Health behaviors, such as going for a run or eating a
healthy breakfast, typify goal-relevant actions that must be repeated over time
in order to be worthwhile. No one who goes for a run one time should realistically
expect to relish the long-term health benefits of exercise. Given the need for
repetition and effort across extended periods of time, many health goals should
benefit from habits. However, for many people health goals also represent a
chronic tug-of-war against the temptation to do something more immediately
gratifying (Hall & Fong, 2007). Given the links to
both habit and self-control, health-related behaviors provide a useful
preliminary test of our theoretical assumptions.
In Study 1, a large sample of adults completed a
one-time online survey during which they answered questions about self-control,
habits for eating healthy snacks, exercising, and sleeping, as well as other
questions regarding the amount of effortful inhibition needed to carry out each
behavior and the perceived automaticity of exercising. We hypothesized that
self-control would be associated with beneficial health habits, less effortful
inhibition, and greater automaticity. Further, we hypothesized that health
habits would mediate the association between self-control and both effortful
inhibition and behavioral automaticity.
Results and Discussion
In sum, Study 1 generated two main findings. First,
self-control was associated with stronger habits for numerous health behaviors.
That is, individuals with better self-control reported exercising and eating
healthy snacks more frequently and under stable circumstances. Moreover,
individuals with better self-control had more stable bed time and wake time
sleep routines: They tended to go to bed and wake up at similar times
regardless of the day of the week. These results provide the first empirical
evidence to date that individuals with better self-control do in fact rely on
beneficial habits and routines. Second, beneficial habits mediated the effect
of self-control on the amount of effortful inhibition needed to initiate each
behavior and perceived behavioral automaticity. Self-control predicted stronger
habits, which in turn predicted the ability to initiate valuable behaviors automatically
and without needing to exert as much effort, without taking much time to decide
whether or not to enact the behavior, and without the need to inhibit strong
temptations.
Study 2: Short-Term Outcomes—Habits and Reduced
Motivational Interference
In Study 1, we showed habits alleviated some of the
burden of having to use effortful inhibition to enact important health
behaviors. These findings are consistent with our theoretical assumptions that
strong habits can be initiated automatically and without effort. Recall also
that we suggested habits may function to reduce cognitive intrusions and
justifications that would otherwise need to be inhibited to adhere to goals.
Therefore, in Study 2, we extended findings from Study 1 by testing whether habits
would reduce the amount of motivational interference resulting from a
work-leisure conflict.
In Study 2, we focused on academics—a different area
of life relevant to both habit and self-control. Studying and doing homework
require prolonged repetition for maximal payoff: Successful students do not
study just once they study over and over again. Yet choosing to study when
faced with opportunities to do something more fun is a common predicament (Grund,
Brassler, & Fries, 2014). And even if a student decides in favor
of studying, the joys of the foregone activity may not be soon forgotten. The
decision to not meet up with friends, for example, can linger
in a student’s mind even while he or she tries to study (e.g., “Am I missing
something fun?”, “Maybe I should meet up with them after all.”). Focusing on
studying when simultaneously brooding over missed opportunities would be, at
minimum, difficult; the quality of learning will be impaired and the student
will likely not persist for very long on difficult material (Grund,
et al., 2014).
We suggest that just as habits reduce the amount
effortful inhibition needed to perform the behavior, so too should they
diminish the motivational interference following a work-leisure conflict.
Alternative activities may have less immediate influence over cognition,
motivation, and behavior for individuals that use daily routines and habits to
structure the completion of important academic activities. Insofar as students
with superior self-control are more capable of adhering to academic goals
during difficult situations, we argue that they do so—at least in part—through
the use of strong study habits. We therefore hypothesized that habits would be
associated with reduced motivational interference following study-leisure
conflict, and further, that habits would mediate the association between
self-control and motivational interference.
Results and Discussion
Results
of Study 2 showed that self-control again predicted stronger study
habits—measured via perceptions of behavioral automaticity and the combination
of frequency and context stability—which in turn predicted lower motivational
interference during study-leisure conflict. Consistent with hypotheses, results
suggest that strong study habits alleviate cognitive, motivational, and
behavioral impairments resulting from the decision to study despite
opportunities for leisure.
Study 3: Short-Term Outcomes—Studying During
Challenging Circumstances
In Study 3, we extended prior findings by testing the
hypothesis that study habits would facilitate positive outcomes even under
difficult circumstances. In exchange for course credit, a sample of university
undergraduates completed a one-time online survey during which they answered
questions about their self-control and their habit for studying, as well as
additional questions about studying under conditions that are well known to require
self-control (i.e., when tempted to do something other than study, when
stressed, when in a negative mood, and when feeling strong aversion toward the
task). Similar to Studies 1 and 2, we predicted that self-control would be
associated with beneficial study habits, and further, that stronger study
habits would mediate the association between self-control and studying during
challenging circumstances.
Results and Discussion
Results
of Study 3 indicated that self-control predicted stronger study habits, which,
in turn predicted studying even when stressed, when tempted to do something
other than study, when experiencing strong aversion, and when in a bad mood.
Because strong habits are triggered automatically by recurring situational
cues, they may help protect valued goals from being usurped by fleeting moods
and fluctuations in motivation. However, Studies 1 through 3 only established
that self-control and beneficial habits are in fact correlated, and that habits
have important short-term consequences. In the remaining studies, we turned our
attention to the question of whether beneficial habits facilitate medium-term
and long-term outcomes.
Study 4: Medium-Term Outcomes—Classroom Engagement and
Homework Completion
In Study 4, we extended the findings reported thus far
using a larger sample of high school seniors from a racially and
socioeconomically diverse high school. Although Studies 1 through 3 offered
initial evidence for our hypothesis that strong study habits would mediate the
association between self-control and positive outcomes, it is possible that
shared method variance between measures of self-control, study habits, and
outcomes may have confounded observed associations. In Study 4 we addressed
this limitation by using a novel behavioral measure to assess self-control and
by using teacher-reported ratings of classroom engagement and quality of
completed homework to assess positive outcomes. We also included a measure of
intelligence (matrix reasoning) to rule out the possibility that individual
differences in intelligence explained the associations between self-control,
habit, and outcomes. Our main hypothesis, however, remained unchanged: We
predicted thathomework habits would mediate the association between
self-control and classroom engagement.
Results and Discussion:
Across
Studies 3 and 4, self-control—assessed by multiple self-report questionnaires
and a novel behavioral measure—reliably correlated with stronger study and
homework habits. Moreover, strong habits predicted important academic
behaviors, such as studying even when faced with conditions that normally
require self-control and in terms of turning in homework on time and engaging
during classroom learning activities. In Study 4, we relied on teacher-reported
assessments of classroom engagement, alleviating concerns about shared method
variance. Also of interest, in Study 4 students with better ability to regulate
emotions and interpersonal behavior (e.g., allowing others to speak without
interruption) also relied on strong homework habits to advance academic goals.
Together, these results demonstrate that self-control predicts positive
outcomes, in part, through its association with effective study and homework
habits.
Study 5: Long-Term Outcomes—Accomplishing Meditation Practice Goals
While Studies 1 through 4 provided evidence for an
association between self-control and beneficial habits, a possible criticism is
that the evidence marshaled in these studies came from cross-sectional studies.
It remains unclear whether self-control predicts habit strength at a later
point in time, which in turn promotes long-term positive outcomes. Hence, the
main goal of Study 5 was to address the predictive validity of self-control on
habits using data from a prospective longitudinal study. In this study, we
tracked a sample of teenage youth for three months and examined the development
of mindfulness meditation practice habits. Specifically, we measured
self-control before the start of an intensive five-day meditation retreat, and
three months after the retreat we measured meditation practice habit strength.
Mindfulness meditation practice has been studied with
regard to its beneficial effects on self-control (e.g., Papies,
Barsalou, & Custers, 2011). However, the actual practice of
meditation itself can require self-control: Meditation can feel tedious and
uninteresting, and for novice practitioners inexperienced in attending to their
inner experience, meditation may initially increase feelings of distress.
Indeed, Bhante Henepola Gunaratana (1990) begins his classic
meditation manual, Mindfulness in Plain English, somberly:
“Meditation is not easy. It takes time and it takes energy. It also takes grit,
determination, and discipline. It requires a host of personal qualities that we
normally regard as unpleasant and like to avoid whenever possible” (p. 1).
Given competing time demands and more desirable alternative activities in the
course of everyday life, we suggest that adolescents with better self-control
will be more likely to continue practicing meditation after the structure and
support of the meditation retreat has longed since passed.
As in Studies 1 through 4, we hypothesized that
self-control would prospectively predict stronger meditation habits three
months after the retreat, and that these habits would in turn mediate the
association between self-control and positive outcomes. In Study 5, we again
measured habit strength using the product of behavioral frequency and context
stability as well as perceived behavioral automaticity to rule out the
possibility that method effects in our habit strength measure may have
explained prior results. As our outcome measure we relied on adolescents’
self-assessments of the degree to which they had satisfactorily met their
meditation practice goals.
Results and Discussion
Using
a longitudinal design, Study 5 showed that better self-control prospectively
predicted beneficial habits. Specifically, self-control, measured before the
start of a five-day meditation retreat, predicted stronger meditation habits
three months later. Importantly, these effects were consistent regardless of
whether habits were measured as the product of behavioral frequency and context
stability or as perceived behavioral automaticity. Furthermore, effects were
independent of prior meditation experience and goal commitment. Extending the
findings of Studies 3 and 4, we also provided evidence that strong habits
mediated the association between self-control and successfully accomplishing
long-term goals. Together, these findings indicate that adolescents with better
self-control were better able to stick to their long-term meditation practice
goals through beneficial habits.
Study 6: Long-Term Outcomes—Earning Higher Grades and
Persisting in College
Across five studies we have demonstrated that
self-control reliably correlates with beneficial habits, measured as stable
behavioral routines enacted under similar circumstances and as behavioral
automaticity. Moreover, we have provided evidence that beneficial habits
mediate the association self-control and positive outcomes across multiple time
frames. However, in Studies 1 through 5, our outcome measures were reliant upon
self-report and informant-report questionnaires. Therefore, in Study 6, we used
two objectively measured indicators of long-term outcomes: grades earned in
high school and college persistence. In a large sample of high school seniors (N =
918) from three racially and socioeconomically diverse high schools, we
administered measures assessing self-control, homework habits, and homework
completion. Subsequently, from school records we collected senior year grade
point averages (GPA), and from the National Student Clearinghouse we collected
college enrollment data. Extending the path model examined previously, we
predicted that self-control would influence long-term academic outcomes through
a combination of homework habits and medium-term outcomes, measured as homework
completion.
In a replication of results from Study 4, homework
habits also mediated the effect of both interpersonal self-control and work
self-control (in separate models) on homework completion, senior year GPA, and
college persistence.
Results and Discussion
Study
6 showed that better self-control predicted stronger homework habits, which in
turn predicted completing homework on time, and ultimately, earning higher
grades in high school and a persisting in college. This latter finding is
particularly noteworthy when considering that students who remain continuously
enrolled full-time during the first year of college have a much greater chance
of earning a degree (Ryu, 2012). For
example, African American students who earn at least 20 college credits during
their first year of college (indicating a year of full-time enrollment) have a
61% chance of earning a bachelor’s degree within 5 years. Conversely, African
American students who do not earn 20 college credits during their first year of
college have only a 21% chance of earning a baccalaureate degree within 5
years. The effect of full-time enrollment versus non-full-time enrollment on
later degree completion is equally striking for White (78% vs. 35%) and
Hispanic (61% vs. 22%) students.
Importantly, these
results were significant above and beyond the effect of the high school
attended, demographic characteristics, and intelligence. Moreover, we used
objectively measured academic outcomes, thereby minimizing the problem of
shared method variance. The prospective longitudinal design of this study also
gives us greater confidence that homework habits were responsible for the
observed correlations with academic outcomes rather than the other way around.
Extending the results of prior studies, we also showed that medium-term
positive outcomes (homework completion) mediated the effect of homework habits
on both GPA and college persistence.
It
has been commonly assumed that self-control enables positive outcomes through
“in the moment” inhibition of temptation. While these descriptions are
understandable given the connotations of closely associated terms such as
willpower, the current research suggests that self-control is also reliably
associated with beneficial habits, those automatic action dispositions forged
by repeating a particular behavior in stable circumstances (Wood & Neal, 2007). Specifically, individual
differences in self-control—measured using valid self-report questionnaires and
behavioral measures—correlated with habits for exercising, eating healthy
snacks, and sleeping (Study 1), as well as for studying and doing homework
(Studies 2, 3, 4, and 6). Results of Study 5 also indicated that self-control
prospectively predicted beneficial meditation habits—measured as the
combination of behavioral frequency and context stability and as behavioral
automaticity—three months after the end of a meditation retreat.
Implications for Self-Control Research
In
addition to highlighting the association between self-control and beneficial
habits, these findings extend research linking self-control to positive life
outcomes in two important ways. First, no prior studies have shown why
individuals with better self-control rely less on effortful inhibition to enact
behaviors that track long-term goals. Results of Study 1 and 2 addressed this
issue directly: Beneficial habits mediated the association between self-control
and both effortful inhibition and motivational interference. Specifically, in
Study 1, self-control predicted stronger habits, which in turn predicted the
initiation of desirable health behaviors (for exercising, eating healthy
snacks, and going to bed on time) automatically and with little need for
effortful inhibition. In Study 2, self-control predicted stronger study habits,
which in turn reduced the amount of intrusive thoughts, negative mood, and
behavioral impairment following a work-leisure conflict. These data suggest
that by relying on stable habits and routines, individuals with better
self-control can enact important behaviors more automatically and effortlessly.
Second,
the current research demonstrated that habits explain the relationship between
self-control and numerous positive life outcomes. Specifically, beneficial
habits mediated the effect of self-control on short-term outcomes, measured as
the ability to study when stressed, in a bad mood, or tempted to do something
else (Study 3), and medium-term outcomes, measured via teacher-reported
classroom engagement (Study 4). Over extended periods of time, habits also
mediated the effect of self-control on accomplishing meditation practice goals
three months after a meditation retreat (Study 5), and earning higher grades in
high school and persisting in college (Study 6). Beneficial habits, perhaps
more so than individual acts of effortful inhibition, therefore represent an
important though often neglected factor linking self-control to positive life
outcomes.
Taken
together, the current investigation offers some of the first empirical evidence
outside of laboratory settings exploring the mechanisms underlying the
association between self-control and positive life outcomes. In doing so, the
current research adds to a growing literature calling for a broader
conceptualization of self-control as more than just the effortful inhibition of
impulses (de Ridder, et al., 2012; Fujita,
2011). It also integrates research on self-control with a
well-established body of research examining the determinants of goal pursuit
more generally (Gollwitzer, 1990; Mann, et
al., 2013). Further, the variety of samples (adolescents, high school
students, college students, and adults living in the United States), methods
(cross-sectional and longitudinal studies) and procedures used (self-report and
behavioral measures of self-control, multiple measures of habit), combined with
the diversity of life domains assessed, provides more generalized evidence for
a reliable association between self-control and beneficial habits.
Directions for Future Research
How
is self-control related to beneficial habits? In Study 1 for example, we
demonstrated that exercising frequently and in the same place and time
predicted greater exercise automaticity. Yet this study did not examine how individuals
with better self-control managed to exercise in a manner conducive to the
development of automaticity. We suggest that for long-term goals, self-control
can be strategically deployed to organize situations and remove temptations
that obstruct continued repetition of goal-relevant behavior, and hence, the
development of automaticity.
An
important question for future research then is whether different self-control
strategies are of equal value for developing beneficial habits (Duckworth, Gendler, & Gross, 2014). We doubt
that this is the case. Habit development is facilitated to the degree that
direct valuation of competing goals is minimized (Wood
& Neal, 2007; Yin & Knowlton, 2006). That is, behaviors
that require goals or intentions to be actively represented every time they are
enacted will likely not become habits. For example, students who must decide
each day anew whether to do homework while simultaneously tempted by the
television will likely find that the decision to do homework becomes no easier
over time. This view argues that self-control strategies that operate prior to
encountering temptations may be more beneficial in creating habits compared to
strategies that operate after encountering temptation. Proactive self-control
strategies that preemptively remove competing alternative goals (Duckworth, et al., 2014; Gollwitzer,
1999; Gross, 1998) should reduce the need to reevaluate the desired
behavior (e.g., do homework) in relation to an available alternative (e.g.,
watch television), which in turn may clear the way for repetition of the
desired behavior, and hence, the development of automaticity. In contrast,
reactive self-control strategies (including effortful inhibition) involve
deliberate and direct comparisons of conflicting goals (“Should I do homework
or watch television?”). Relying on effortful inhibition every time a desired
behavior must be enacted could therefore stall the development of automaticity.
Research comparing different self-control strategies would not only provide theoretical
insights about how best to develop beneficial habits, but also practical
benefits to individuals struggling to repeat valued behaviors.
Concluding Remark
In
his meditation on habits, William James (1890) said
“there is no more
miserable human being than one in whom nothing is habitual but indecision, and
for whom the lighting of every cigar, the drinking of every cup, the time of
rising and going to bed every day, and the beginning of every bit of work, are
subjects of express volitional deliberation. Full half the time of such a man
goes to the deciding, or regretting, of matters which ought to be so ingrained
in him as practically not to exist for his consciousness at all” (p. 122).
Consistent with these observations, we demonstrated across six studies the
salutary effects of beneficial habits for reducing effortful inhibition (Study
1) and motivational interference (Study 2), facilitating greater goal adherence
(Studies 3, 4, 5, and 6), and promoting long-term outcomes (Study 6). We also
showed that self-control—thought mainly to involve the effortful inhibition of
single maladaptive impulses—enabled positive life outcomes through the
deployment of beneficial habits. Collectively, these results offer a revised
portrait of the self-controlled person as someone who relies upon beneficial
habits to adhere to, and ultimately attain, enduringly valued goals.
Acknowledgments
We
note here that we also tested an alternative mediation pathway--in which
stronger habits predicted better self-control, and in turn better outcomes--in
Studies 1, 2, 3, 4, and 6. In most cases, we found support for this alternative
pathway. For clarity of exposition, we do not report the results of each
alternate mediation analysis in the manuscript.
Potential Criticisms and Limitations
We see at least two potential criticisms of the current study. We offered theoretical reasons for why individuals with better self-control might rely on beneficial habits. However, it is also plausible that beneficial habits facilitate better self-control, which in turn predicts positive life outcomes. We tested this reverse pathway in each study (except for Study 5 because self-control was only measured before the meditation retreat). In most cases, we found support for this alternative hypothesis. On this very point, William James (1890) conjectured that habits may help shield our limited cognitive capacity from being unnecessarily squandered on trivial tasks. In a complementary way, habits may also help prevent mental fatigue that would otherwise impair self-control for when it is needed most, for example, during unpredictable encounters with strong temptation. This reverse pathway, from habits to self-control to positive outcomes, suggests interesting avenues for future research. For example, it may be the case that individuals who are thrown off their existing habits and routines due to a change in circumstances (e.g., travel to an unfamiliar place, moving to a new town, the birth of a baby) experience more self-control difficulties and greater difficulty sticking to their goals.
A second potential criticism of the present research is that habits might themselves be seen as a positive outcome. If so, it might make less sense to differentiate habits from the outcomes that they are expected to predict (at least as measured in the current research). Our decision to differentiate habit from positive outcomes is based on both theoretical grounds—in which habits are seen as distinct from and at the same time related to goal pursuit (Wood & Neal, 2007)—and prior empirical research (Adriaanse, et al., 2014). Nonetheless, we offer several empirical arguments against the possibility that habits were coextensive with our outcomes. The correlations between self-control, habit, and outcomes in each study hovered around r = .20 to .40. Although this is traditionally viewed as a moderate sized effect, correlations of this magnitude only account for 4% to 16% of the shared variance. Confirmatory factor analyses also revealed that treating self-control, habit, and outcomes as separate factors fit the data better than a single-factor solution, or any two-factor combination of the different constructs. Using data from Study 6, for example, a three-factor solution fit the data better than a two-factor solution in which indicators for homework habits and homework completion were loaded onto a single factor and indicators for self-control were loaded onto another factor (Δχ2(2)= −188.80, p < .001).
The criticism that habits and positive life outcomes are one in the same thing may derive in part from the inclusion of behavioral frequency in the assessment of habit strength (Ajzen, 2002). After all, frequently enacting an important behavior can be seen as an end in itself. This issue was partially addressed by using a measure of behavioral automaticity to assess habit strength (Studies 1, 2, and 5), as well as by measuring sleep habits independently of behavioral frequency. To further address this concern, however, we reanalyzed data from Study 6 to explore whether simply having a stable routine, but independent of the frequency of this routine, would predict positive outcomes. We used data from Study 6 in this exploratory analysis given the power to detect smaller effects. Specifically, we created a measure of homework habit strength by multiplying together the two ratings of context stability (time and place), but excluding ratings of behavioral frequency. We then reran our mediation model using this new habit measure. Results were unchanged. Self-control predicted more stable homework routines (doing homework in the same place at the same time) which in turn predicted greater homework completion and long-term academic outcomes (senior year GPA and full-time college enrollment). Results of this exploratory reanalysis further confirm that self-control does in fact predict reliable routines—even independently of their frequency—and that these routines in turn facilitate positive life outcomes.
Despite the consistency of our results across six studies, there are several limitations. First, although the prospective longitudinal design of Study 5 supports some inferences about the direction of effects, our studies were nonexperimental. Therefore, causal relations between self-control, habit, and positive life outcomes cannot be confirmed unequivocally. And although we quantified habit strength using the two most common measures in social psychology (as the product of frequency and context stability, and as perceived behavioral automaticity), we nevertheless relied on traditional retrospective self-report measures. Future studies might incorporate ecological momentary assessments of behavior (Lally, et al., 2010; Wood, et al., 2002) to examine the association between self-control and daily routines.
We see at least two potential criticisms of the current study. We offered theoretical reasons for why individuals with better self-control might rely on beneficial habits. However, it is also plausible that beneficial habits facilitate better self-control, which in turn predicts positive life outcomes. We tested this reverse pathway in each study (except for Study 5 because self-control was only measured before the meditation retreat). In most cases, we found support for this alternative hypothesis. On this very point, William James (1890) conjectured that habits may help shield our limited cognitive capacity from being unnecessarily squandered on trivial tasks. In a complementary way, habits may also help prevent mental fatigue that would otherwise impair self-control for when it is needed most, for example, during unpredictable encounters with strong temptation. This reverse pathway, from habits to self-control to positive outcomes, suggests interesting avenues for future research. For example, it may be the case that individuals who are thrown off their existing habits and routines due to a change in circumstances (e.g., travel to an unfamiliar place, moving to a new town, the birth of a baby) experience more self-control difficulties and greater difficulty sticking to their goals.
A second potential criticism of the present research is that habits might themselves be seen as a positive outcome. If so, it might make less sense to differentiate habits from the outcomes that they are expected to predict (at least as measured in the current research). Our decision to differentiate habit from positive outcomes is based on both theoretical grounds—in which habits are seen as distinct from and at the same time related to goal pursuit (Wood & Neal, 2007)—and prior empirical research (Adriaanse, et al., 2014). Nonetheless, we offer several empirical arguments against the possibility that habits were coextensive with our outcomes. The correlations between self-control, habit, and outcomes in each study hovered around r = .20 to .40. Although this is traditionally viewed as a moderate sized effect, correlations of this magnitude only account for 4% to 16% of the shared variance. Confirmatory factor analyses also revealed that treating self-control, habit, and outcomes as separate factors fit the data better than a single-factor solution, or any two-factor combination of the different constructs. Using data from Study 6, for example, a three-factor solution fit the data better than a two-factor solution in which indicators for homework habits and homework completion were loaded onto a single factor and indicators for self-control were loaded onto another factor (Δχ2(2)= −188.80, p < .001).
The criticism that habits and positive life outcomes are one in the same thing may derive in part from the inclusion of behavioral frequency in the assessment of habit strength (Ajzen, 2002). After all, frequently enacting an important behavior can be seen as an end in itself. This issue was partially addressed by using a measure of behavioral automaticity to assess habit strength (Studies 1, 2, and 5), as well as by measuring sleep habits independently of behavioral frequency. To further address this concern, however, we reanalyzed data from Study 6 to explore whether simply having a stable routine, but independent of the frequency of this routine, would predict positive outcomes. We used data from Study 6 in this exploratory analysis given the power to detect smaller effects. Specifically, we created a measure of homework habit strength by multiplying together the two ratings of context stability (time and place), but excluding ratings of behavioral frequency. We then reran our mediation model using this new habit measure. Results were unchanged. Self-control predicted more stable homework routines (doing homework in the same place at the same time) which in turn predicted greater homework completion and long-term academic outcomes (senior year GPA and full-time college enrollment). Results of this exploratory reanalysis further confirm that self-control does in fact predict reliable routines—even independently of their frequency—and that these routines in turn facilitate positive life outcomes.
Despite the consistency of our results across six studies, there are several limitations. First, although the prospective longitudinal design of Study 5 supports some inferences about the direction of effects, our studies were nonexperimental. Therefore, causal relations between self-control, habit, and positive life outcomes cannot be confirmed unequivocally. And although we quantified habit strength using the two most common measures in social psychology (as the product of frequency and context stability, and as perceived behavioral automaticity), we nevertheless relied on traditional retrospective self-report measures. Future studies might incorporate ecological momentary assessments of behavior (Lally, et al., 2010; Wood, et al., 2002) to examine the association between self-control and daily routines.
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